AI 底层逻辑 / 经典论文
AI Foundations 论文精读索引
1. 先读 ../AI_FOUNDATIONS_CLASSIC_PAPERS_PLAN.md，建立 12 周学习路线。
328 行ai-foundations/README.md
AI Foundations
AI 底层逻辑、经典论文、系统架构和产品/BA/架构师视角的长期学习入口。 这个目录是新的技术底座扩展，不替代
docs/ai/、docs/llm/、docs/AI_ENGINEERING_METHODOLOGY.md或 ABPA 业务资产。
How To Use
- 先读
../AI_FOUNDATIONS_CLASSIC_PAPERS_PLAN.md，建立 12 周学习路线。 - 再按
papers/顺序读论文解读。 - 每读一篇，至少产出一张图、一个 ADR、一个 eval 样例、一个金融零售映射。
- 把能用于作品集的内容同步到
../abpa/templates/12-portfolio-evidence-map.md。
Paper Reading Track
| Order | Paper note | Core capability |
|---|---|---|
| 1 | papers/01-attention-is-all-you-need.md | Transformer、Q/K/V、attention、decoder-only LLM、企业架构映射 |
| 2 | papers/02-retrieval-augmented-generation.md | RAG、外部知识、检索链路、引用、权限、企业知识治理 |
| 3 | papers/03-react-toolformer-agent-foundations.md | ReAct、Toolformer、工具调用、Agent 状态、HITL、审计 |
| 4 | papers/04-instructgpt-rlhf-alignment.md | SFT、Reward Model、RLHF、Constitutional AI、对齐与产品治理 |
| 5 | papers/05-chain-of-thought-self-consistency.md | CoT、Self-Consistency、test-time compute、解释与证据边界、推理型产品设计 |
| 6 | papers/06-lora-peft-adaptation.md | LoRA、PEFT、QLoRA、模型适配、RAG/微调边界、adapter 治理 |
| 7 | papers/07-inference-optimization-kv-cache-flashattention-speculative.md | KV Cache、FlashAttention、Speculative Decoding、成本/延迟/SLO 架构 |
| 8 | papers/08-llm-as-judge-evaluation.md | LLM-as-Judge、G-Eval、MT-Bench、rubric、golden set、release gate |
| 9 | papers/09-mixture-of-experts-sparse-scaling.md | MoE、sparse activation、router/gating、expert capacity、load balancing、成本/SLO/多租户架构 |
| 10 | papers/10-scaling-laws-pretraining-bert-gpt-t5.md | Scaling laws、pretraining objective、BERT/GPT/T5、RAG/微调/自训 foundation model 取舍 |
| 11 | papers/11-dpo-constitutional-ai-preference-optimization.md | DPO、RLAIF、Constitutional AI、preference data、reward hacking、alignment governance |
| 12 | papers/12-tool-use-security-prompt-injection.md | Tool use security、indirect prompt injection、data exfiltration、confused deputy、tool gateway |
| 13 | papers/13-rag-evaluation-ragas-retrieval-metrics.md | RAG evaluation、RAGAS、retrieval metrics、faithfulness、citation support、release gate |
| 14 | papers/14-graphrag-knowledge-graph-rag.md | GraphRAG、knowledge graph RAG、entity/relation/path/community、multi-hop reasoning、graph eval |
| 15 | papers/15-generative-agents-memory-reflection-planning.md | Generative Agents、memory stream、reflection、planning、enterprise memory governance |
| 16 | papers/16-autogen-multi-agent-orchestration.md | AutoGen、multi-agent conversation、role/handoff/shared state、HITL、orchestration eval |
| 17 | papers/17-helm-holistic-evaluation-models.md | HELM、holistic evaluation、scenario/metric/adapter、透明评测、模型选择和 release gate |
| 18 | papers/18-model-cards-datasheets-ai-documentation.md | Model Cards、Datasheets、AI 文档化、dataset/model/system evidence、治理证据链 |
| 19 | papers/19-tree-of-thoughts-planning-search.md | Tree of Thoughts、planning search、多候选方案、搜索预算、人工选择点和复杂任务推理 |
| 20 | papers/20-self-rag-crag-agentic-retrieval.md | Self-RAG、CRAG、retrieval need、context quality gate、纠错检索、拒答/升级 |
| 21 | papers/21-agentbench-taubench-agent-evaluation.md | AgentBench、τ-bench、tool-agent-user interaction、policy oracle、tool sandbox、agent release gate |
| 22 | papers/22-mechanistic-interpretability-transformer-circuits-sae.md | Mechanistic interpretability、Transformer circuits、sparse autoencoders、解释性证据和模型风险边界 |
| 23 | papers/23-long-context-lost-in-the-middle-ruler.md | Long context、Lost in the Middle、RULER、position robustness、长上下文/RAG 混合架构 |
| 24 | papers/24-dspy-opro-automatic-prompt-optimization.md | DSPy、OPRO、APE、LM program、prompt registry、eval-driven prompt optimization |
| 25 | papers/25-reflexion-self-refine-agent-feedback-loops.md | Reflexion、Self-Refine、feedback object、refinement policy、reflection memory、agent 改进循环 |
| 26 | papers/26-process-supervision-step-by-step-verification.md | Process supervision、step-level verification、outcome vs process supervision、critical step gate |
| 27 | papers/27-structured-output-constrained-decoding-lmql-guidance.md | Structured output、constrained decoding、LMQL、Guidance、schema contract、tool payload |
| 28 | papers/28-model-routing-semantic-cache-frugal-ai.md | Model routing、semantic cache、FrugalGPT、RouteLLM、成本/质量/SLO 路由 |
| 29 | papers/29-swe-bench-webarena-agent-benchmarks.md | SWE-bench、WebArena、OSWorld、GAIA、真实环境 Agent benchmark、release gate |
| 30 | papers/30-mamba-state-space-models-efficient-sequence.md | Mamba、S4、state space models、long sequence、成本/延迟/模型架构取舍 |
| 31 | papers/31-embeddings-ann-vector-search-faiss-hnsw.md | Embeddings、ANN、FAISS、HNSW、Sentence-BERT、RAG 检索底座 |
| 32 | papers/32-clip-multimodal-embeddings-product-architecture.md | CLIP、多模态 embeddings、图文对齐、zero-shot、文搜图/图搜图 |
| 33 | papers/33-diffusion-latent-diffusion-generative-media.md | Diffusion、Latent Diffusion、生成式媒体、品牌/版权/安全治理 |
| 34 | papers/34-graph-neural-networks-gnn-fraud-risk-architecture.md | GCN、GraphSAGE、GAT、图学习、欺诈/AML/风险架构 |
| 35 | papers/35-recommender-systems-youtube-wide-deep-two-tower.md | 推荐系统、YouTube DNN、Wide & Deep、Two-Tower、next-best-action |
| 36 | papers/36-learning-to-rank-lambdamart-neural-ranking.md | Learning to Rank、RankNet、LambdaMART、NDCG、搜索/推荐/告警排序 |
| 37 | papers/37-feature-stores-real-time-ml-feast-michelangelo.md | Feature Store、Feast、Michelangelo、实时特征、point-in-time correctness |
| 38 | papers/38-zanzibar-cedar-opa-authorization-policy-architecture.md | Zanzibar、Cedar、OPA、ReBAC、ABAC、PDP/PEP、AI Agent 权限架构 |
| 39 | papers/39-federated-learning-fedavg-cross-silo-ai.md | Federated Learning、FedAvg、cross-silo AI、secure aggregation、跨机构协作 |
| 40 | papers/40-differential-privacy-dpsgd-ai-data-protection.md | Differential Privacy、DP-SGD、epsilon、privacy budget、AI 数据保护 |
| 41 | papers/41-knowledge-distillation-small-models-quantization.md | Knowledge Distillation、小模型、量化、teacher-student eval、模型组合策略 |
| 42 | papers/42-durable-execution-agent-workflow-state-machines.md | Durable Execution、Agent 状态机、Saga、幂等、workflow replay |
| 43 | papers/43-digital-twin-agent-based-simulation-ai-decisioning.md | Digital Twin、agent-based simulation、decision twin、scenario simulation、AI 决策仿真 |
| 44 | papers/44-online-experimentation-cuped-release-science-ai-products.md | Online experimentation、CUPED、release science、guardrail metrics、AI 发布科学 |
| 45 | papers/45-data-lineage-contracts-openlineage-ai-data-quality.md | Data lineage、data contracts、OpenLineage、DataHub、AI 数据质量 |
| 46 | papers/46-ai-security-operations-mitre-atlas-owasp-csf.md | AI Security Operations、MITRE ATLAS、OWASP LLM Top 10、NIST CSF、AI SOC |
| 47 | papers/47-time-series-forecasting-tft-deepar-foundation-models.md | Time-series forecasting、DeepAR、TFT、TimesFM、概率预测、forecast-to-decision |
| 48 | papers/48-anomaly-detection-isolation-forest-autoencoder-risk-monitoring.md | Anomaly detection、Isolation Forest、autoencoder、streaming detection、risk monitoring |
| 49 | papers/49-causal-discovery-dowhy-econml-structural-causal-models.md | Causal discovery、SCM、DAG、DoWhy、EconML、NOTEARS、结构化产品决策 |
| 50 | papers/50-optimization-operations-research-or-tools-ai-decisioning.md | Optimization、operations research、OR-Tools、CP-SAT、solver decision service |
| 51 | papers/51-contextual-bandits-linucb-thompson-online-learning.md | Contextual bandits、LinUCB、Thompson Sampling、propensity logging、adaptive experimentation |
| 52 | papers/52-reinforcement-learning-offline-rl-cql-policy-decisioning.md | Reinforcement learning、MDP、offline RL、CQL、reward design、policy guardrails |
| 53 | papers/53-bayesian-optimization-botorch-optuna-experiment-design.md | Bayesian optimization、BoTorch、Optuna、surrogate、acquisition、实验预算 |
| 54 | papers/54-calibration-conformal-prediction-uncertainty-governance.md | Calibration、conformal prediction、ECE、coverage、abstention、uncertainty governance |
| 55 | papers/55-data-centric-ai-snorkel-programmatic-labeling.md | Data-centric AI、Snorkel、programmatic labeling、weak supervision、label quality governance |
| 56 | papers/56-active-learning-human-in-the-loop-labeling.md | Active learning、HITL labeling、query strategy、SME review、feedback operations |
| 57 | papers/57-dataset-shift-monitoring-model-performance.md | Dataset shift、drift monitoring、training-serving skew、outcome lag、model performance operations |
| 58 | papers/58-ai-management-system-iso42001-operating-model.md | AI Management System、ISO 42001、NIST AI RMF、AI inventory、operating model |
| 59 | papers/59-hidden-technical-debt-ml-systems-ai-architecture.md | ML technical debt、CACE、entanglement、hidden feedback loops、AI architecture debt |
| 60 | papers/60-cd4ml-mlops-continuous-delivery-ai-release.md | CD4ML、MLOps、release bundle、shadow/canary/ramp、AI release engineering |
| 61 | papers/61-human-ai-interaction-guidelines-product-design.md | Human-AI interaction、calibrated trust、recoverability、automation bias、AI product design |
| 62 | papers/62-ai-architecture-decision-records-governance.md | AI ADR、decision governance、risk tier、evidence、reversal trigger、architecture knowledge |
| 63 | papers/63-ai-requirements-engineering-gqm-eval-contracts.md | AI requirements engineering、GQM、eval contract、release gate、monitoring gate |
| 64 | papers/64-ai-quality-attributes-atam-architecture-tradeoff.md | AI quality attributes、ATAM、utility tree、tradeoff point、architecture review |
| 65 | papers/65-ai-safety-engineering-stpa-control-structure.md | AI safety engineering、STPA、control structure、unsafe control action、safety constraints |
| 66 | papers/66-sociotechnical-ai-resilience-work-as-done.md | Sociotechnical AI、work-as-done、human-AI collaboration、resilience、operating model |
| 67 | papers/67-ai-capability-based-planning-business-architecture.md | AI capability-based planning、business architecture、capability map、value stream、portfolio roadmap |
| 68 | papers/68-wardley-mapping-ai-product-platform-strategy.md | Wardley Mapping、AI product strategy、value chain、evolution axis、build-buy-platformize |
| 69 | papers/69-conway-team-topologies-ai-platform-operating-model.md | Conway's Law、Team Topologies、AI platform operating model、cognitive load、team API |
| 70 | papers/70-dora-space-ai-sdlc-engineering-productivity.md | DORA、SPACE、AI SDLC、code agent governance、engineering productivity、release gate |
| 71 | papers/71-continuous-discovery-opportunity-solution-tree-ai-products.md | Continuous discovery、opportunity solution tree、AI opportunity taxonomy、assumption map、pilot learning |
| 72 | papers/72-jtbd-outcome-driven-innovation-ai-use-case-selection.md | Jobs-to-be-Done、Outcome-Driven Innovation、job map、outcome statements、automation boundary |
| 73 | papers/73-north-star-ai-product-metrics-value-measurement.md | North Star metrics、AI value measurement、guardrail metrics、risk-adjusted value、benefits realization |
| 74 | papers/74-ai-product-operating-model-empowered-teams.md | AI product operating model、empowered teams、product trio、decision rights、governance cadence |
| 75 | papers/75-ai-portfolio-management-funding-governance.md | AI portfolio management、funding governance、portfolio kanban、risk-adjusted value、scale/stop decision |
| 76 | papers/76-service-blueprint-ai-customer-journey-trust.md | AI service blueprint、customer journey、trust calibration、frontstage/backstage、handoff and appeal |
| 77 | papers/77-ai-business-process-reengineering-bpmn-dmn.md | AI BPR、BPMN、DMN、decision automation、eval traceability、control evidence |
| 78 | papers/78-ai-risk-appetite-policy-product-management.md | AI risk appetite、policy product management、risk-tiered guardrails、runtime controls、stop rules |
| 79 | papers/79-enterprise-ai-reference-architecture-control-plane.md | Enterprise AI reference architecture、control plane、model/tool gateway、eval/observability、evidence |
| 80 | papers/80-ai-product-line-engineering-reuse-platform-assets.md | AI product line engineering、core assets、variation points、platform reuse、asset governance |
| 81 | papers/81-ai-maturity-model-roadmap-capability-assessment.md | AI maturity model、capability domains、evidence standard、roadmap sequencing、capability assessment |
| 82 | papers/82-ai-control-library-assurance-evidence-graph.md | AI control library、assurance case、claim-risk-control-evidence graph、release assurance |
| 83 | papers/83-ai-domain-driven-design-ubiquitous-language.md | AI DDD、bounded context、ubiquitous language、RAG boundary、eval vocabulary |
| 84 | papers/84-event-storming-agent-workflow-design.md | AI EventStorming、domain event、command、policy、agent workflow、compensation |
| 85 | papers/85-ai-knowledge-work-redesign-role-task-architecture.md | AI knowledge work redesign、role-task architecture、human-AI teaming、accountability |
| 86 | papers/86-ai-platform-service-catalog-golden-paths.md | AI platform service catalog、golden paths、self-service with guardrails、platform metrics |
| 87 | papers/87-ai-architecture-views-c4-arc42-42010.md | AI architecture views、C4、arc42、ISO 42010、stakeholder concern、viewpoint governance |
| 88 | papers/88-ai-architecture-fitness-functions-continuous-governance.md | architecture fitness functions、continuous governance、eval gate、runtime telemetry、evidence |
| 89 | papers/89-contract-first-ai-tool-api-design-openapi-asyncapi.md | contract-first AI tool/API、OpenAPI、AsyncAPI、JSON Schema、tool/event governance |
| 90 | papers/90-ai-traceability-requirements-eval-control-graph.md | AI traceability graph、requirements、eval、control、ADR、telemetry、audit evidence |
| 91 | papers/91-ai-enterprise-architecture-togaf-archimate-adm.md | AI enterprise architecture、TOGAF ADM、ArchiMate、architecture repository、governance |
| 92 | papers/92-banking-ai-reference-models-bian-fibo-iso20022.md | banking AI reference models、BIAN、FIBO、ISO 20022、financial semantic boundaries |
| 93 | papers/93-ai-semantic-interoperability-rdf-owl-shacl.md | semantic interoperability、RDF、OWL、SHACL、semantic contracts、GraphRAG governance |
| 94 | papers/94-ai-value-stream-management-flow-metrics.md | AI value stream management、flow metrics、portfolio-to-platform trace、benefits realization |
| 95 | papers/95-ai-regulatory-architecture-eu-ai-act-nist-iso42001.md | AI regulatory architecture、EU AI Act、NIST AI RMF、ISO 42001、obligations-to-controls |
| 96 | papers/96-ai-model-risk-validation-independent-challenge.md | AI model validation、independent challenge、SR 11-7、GenAI system validation、evidence |
| 97 | papers/97-ai-third-party-vendor-contract-exit-architecture.md | AI vendor contract、third-party risk、exit architecture、audit rights、model update notice |
| 98 | papers/98-ai-data-lifecycle-governance-provenance-retention.md | AI data lifecycle governance、provenance、retention、deletion、privacy、lineage |
| 99 | papers/99-ai-agent-autonomy-delegation-architecture.md | agent autonomy、delegated authority、human escalation、kill switch、tool authority |
| 100 | papers/100-ai-agent-identity-delegated-authorization.md | agent identity、delegated authorization、OAuth token exchange、scope、audit claims |
| 101 | papers/101-ai-runtime-evidence-observability-architecture.md | runtime evidence、OpenTelemetry、OpenLineage、CloudEvents、audit trail、SLO/KRI |
| 102 | papers/102-ai-portfolio-systemic-risk-dependency-architecture.md | portfolio systemic risk、dependency graph、concentration risk、blast radius、fallback |
| 103 | papers/103-ai-customer-harm-redress-recovery-architecture.md | customer harm、redress、recourse、remediation、recovery、complaints |
| 104 | papers/104-ai-fairness-fair-lending-bias-control-architecture.md | fairness、fair lending、bias control、proxy risk、segment eval、adverse impact |
| 105 | papers/105-ai-explainability-contestability-adverse-action-architecture.md | explainability、contestability、adverse action、reason code、appeal、audit evidence |
| 106 | papers/106-ai-change-impact-release-governance.md | change impact、release governance、model/prompt/RAG/tool changes、regression gate |
| 107 | papers/107-ai-continuous-control-monitoring-assurance-architecture.md | continuous control monitoring、assurance、control test、exception、KRI、effectiveness |
| 108 | papers/108-ai-operational-resilience-bcp-degraded-mode-architecture.md | operational resilience、BCP、degraded mode、critical operations、fallback、recovery exercise |
| 109 | papers/109-ai-management-information-board-reporting-architecture.md | management information、board reporting、metric contract、risk appetite、MI lineage、action log |
| 110 | papers/110-ai-closed-loop-learning-corrective-action-architecture.md | closed-loop learning、CAPA、root cause、corrective action、effectiveness verification |
| 111 | papers/111-ai-regulatory-horizon-obligation-intelligence-architecture.md | regulatory horizon、obligation intelligence、applicability triage、obligation-to-control graph |
| 112 | papers/112-ai-exception-risk-acceptance-waiver-architecture.md | exception management、risk acceptance、waiver、compensating control、expiry、hard stop |
| 113 | papers/113-ai-supply-chain-ai-bom-provenance-architecture.md | AI BOM、provenance、component inventory、model/data/tool/prompt supply chain、vulnerability response |
| 114 | papers/114-ai-human-review-operations-capacity-architecture.md | human review operations、capacity、skill routing、calibration、reviewer quality、surge mode |
| 115 | papers/115-ai-segregation-of-duties-dual-control-architecture.md | segregation of duties、dual control、maker-checker、four-eyes、independent challenge |
| 116 | papers/116-ai-consent-preference-purpose-bound-data-architecture.md | consent、preference、purpose-bound data、withdrawal、re-consent、runtime enforcement |
| 117 | papers/117-ai-shadow-ai-citizen-development-governance-architecture.md | shadow AI、citizen development、approved pathways、risk tiering、platform migration |
| 118 | papers/118-ai-conduct-risk-suitability-sales-guardrails-architecture.md | conduct risk、suitability、Reg BI、approved claims、sales guardrails、surveillance |
| 119 | papers/119-ai-records-retention-legal-hold-ediscovery-architecture.md | records management、retention、legal hold、eDiscovery、ESI、regulator production |
| 120 | papers/120-ai-data-residency-cross-border-sovereign-architecture.md | data residency、cross-border transfer、sovereign AI、region controls、key residency |
| 121 | papers/121-ai-customer-communications-regulated-content-lifecycle.md | customer communications、regulated content lifecycle、approved claims、disclosure、surveillance |
| 122 | papers/122-ai-financial-crime-typology-scenario-coverage-architecture.md | financial crime typology、scenario library、coverage matrix、SAR evidence、red flags |
| 123 | papers/123-ai-intellectual-property-content-rights-provenance-architecture.md | intellectual property、content rights、copyrightability、C2PA、provenance、rights clearance |
| 124 | papers/124-ai-deepfake-synthetic-identity-authentication-fraud-architecture.md | deepfake、synthetic identity、liveness、presentation attack、step-up authentication、fraud ops |
| 125 | papers/125-ai-workforce-hr-decision-employee-monitoring-governance-architecture.md | workforce AI、HR decision、employee monitoring、adverse impact、worker data minimization |
| 126 | papers/126-ai-incident-disclosure-liability-risk-transfer-architecture.md | AI incident、materiality triage、liability boundary、insurance mapping、risk transfer |
| 127 | papers/127-ai-post-quantum-cryptographic-agility-ai-architecture.md | post-quantum cryptography、cryptographic agility、crypto inventory、key rotation、long-lived evidence |
| 128 | papers/128-ai-authorized-push-payment-scam-intervention-architecture.md | authorized push payment scam、social engineering、beneficiary risk、step-up friction、customer intent |
| 129 | papers/129-ai-agent-marketplace-tool-certification-governance-architecture.md | agent marketplace、tool certification、capability card、risk tier、signed package、runtime permission |
| 130 | papers/130-ai-customer-vulnerability-accessibility-inclusive-ai-architecture.md | vulnerable customer、accessibility、inclusive AI、WCAG、plain language、safe escalation |
| 131 | papers/131-ai-payment-dispute-chargeback-claims-evidence-architecture.md | payment dispute、chargeback、claims evidence、provisional credit、case routing、Reg E/Reg Z |
| 132 | papers/132-ai-collections-hardship-delinquency-treatment-architecture.md | collections、hardship、delinquency、fair treatment、contact strategy、Reg F、complaints |
| 133 | papers/133-ai-voice-ai-contact-center-agent-assist-governance-architecture.md | voice AI、contact center、agent assist、call summary、QA automation、FCC/TSR、complaint linkage |
| 134 | papers/134-ai-digital-identity-wallet-verifiable-credentials-trust-architecture.md | digital identity wallet、verifiable credentials、DID、WebAuthn、selective disclosure、trust framework |
| 135 | papers/135-ai-open-banking-open-finance-consented-data-sharing-architecture.md | open banking、open finance、consented data sharing、CFPB 1033、API ecosystem、revocation |
| 136 | papers/136-ai-personalized-pricing-offer-decisioning-governance-architecture.md | personalized pricing、offer decisioning、surveillance pricing、feature boundary、fairness、complaints |
| 137 | papers/137-ai-document-intelligence-unstructured-data-evidence-quality-architecture.md | document intelligence、OCR、layout extraction、evidence quality、records、human review |
| 138 | papers/138-ai-privacy-clean-room-data-collaboration-measurement-architecture.md | privacy clean room、data collaboration、measurement、PEC、de-identification、partner governance |
| 139 | papers/139-ai-credit-lifecycle-underwriting-line-management-governance-architecture.md | credit lifecycle、underwriting、line management、adverse action、portfolio monitoring、model risk |
| 140 | papers/140-ai-wealth-advice-robo-advisor-best-interest-boundary-architecture.md | wealth advice、robo-advisor、best interest、advice boundary、risk profile、human escalation |
| 141 | papers/141-ai-treasury-liquidity-alm-forecasting-stress-evidence-architecture.md | treasury、liquidity forecasting、ALM、stress testing、deposit runoff、board MI |
| 142 | papers/142-ai-complaint-intelligence-root-cause-regulatory-response-architecture.md | complaint intelligence、root cause、regulatory response、CAPA、remediation、board reporting |
Related Existing Assets
| Asset | Why it matters |
|---|---|
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../AI_DATA_PRODUCT_MANAGEMENT_PLAYBOOK.md | 把 RAG、eval、feedback、labels 和 governance 需要的数据能力产品化 |
../AI_BOARD_AUDIT_COMMITTEE_GOVERNANCE_PACK.md | 把 AI 风险、控制有效性、剩余风险和投资决策翻译成董事会/审计委员会语言 |
../AI_CAPABILITY_ASSESSMENT_RUBRIC.md | 用评分体系把论文、case、架构和治理资产转成可复盘的职业能力证据 |
../AI_RETRIEVAL_EVAL_GRAPH_RAG_PLAYBOOK.md | 把 RAG/GraphRAG 论文机制转成 retrieval eval、release gate、GraphRAG ADR 和金融零售作品集 |
../AI_PLATFORM_SECURITY_GATEWAY_LAB.md | 把 prompt injection、tool gateway、权限、审计、kill switch 转成平台安全网关实验 |
../AI_REGULATOR_EXAM_SIMULATION_PACK.md | 把监管、内审、模型风险问询转成 evidence pack、exam Q&A 和 remediation plan |
../AI_ADVANCED_CASE_DRILL_WORKBOOK_60_DAYS.md | 把 30 天 case drill 升级成 60 天复杂案例、架构评审、治理和作品集训练 |
../AI_MEMORY_CONTEXT_STATE_PLAYBOOK.md | 把 memory、context、workflow state、retention、deletion、privacy eval 转成生产级能力 |
../AI_MULTI_AGENT_ORCHESTRATION_PLAYBOOK.md | 把 multi-agent role、handoff、shared state、policy supervisor 和 HITL 转成可评审工作流 |
../AI_OBSERVABILITY_COST_SLO_PLAYBOOK.md | 把 GenAI trace、latency、quality、cost、SLO、incident 和 ROI 变成运营控制面 |
../AI_AGENT_PROTOCOLS_MCP_A2A_PLAYBOOK.md | 把 MCP、A2A、tool contract、capability discovery、auth、audit 和 vendor integration 变成平台集成能力 |
../AI_ASSURANCE_SAFETY_CASE_PLAYBOOK.md | 把 AI assurance、safety case、claim-argument-evidence 和 release confidence 转成上线证据 |
../AI_MODEL_RISK_MANAGEMENT_PLAYBOOK.md | 把 SR 11-7 / 模型风险管理迁移到 GenAI system risk、validation、change control 和 monitoring |
../AI_SYNTHETIC_EVAL_DATA_PLAYBOOK.md | 把合成评测数据、质量标准、覆盖矩阵和金融零售场景库变成 EvalOps 数据资产 |
../AI_TRANSFORMATION_VALUE_OFFICE_PLAYBOOK.md | 把 AI use case portfolio、funding gate、benefits realization 和 scale/stop 机制变成价值管理能力 |
../AI_HUMAN_OVERSIGHT_HITL_PLAYBOOK.md | 把 human oversight、HITL、handoff、override、kill switch 和 AI literacy 变成可设计工作流 |
../AI_THREAT_MODELING_RED_TEAM_PLAYBOOK.md | 把 LLM/RAG/Agent threat modeling、OWASP、MITRE ATLAS/SAFE-AI 和 red-team eval 变成上线安全证据 |
../AI_AUDIT_EVIDENCE_BINDER_PLAYBOOK.md | 把 control evidence、audit binder、model/system cards、dataset cards 和 regulator-ready documentation 组织成证据库 |
../AI_ADOPTION_CHANGE_MANAGEMENT_PLAYBOOK.md | 把 AI literacy、角色重设计、培训、反馈、采用指标和收益实现连接成组织落地能力 |
../AI_PRIVACY_DATA_PROTECTION_PLAYBOOK.md | 把 privacy-by-design、PII、retention/deletion、DPIA/PIA、prompt/RAG/memory/log 隐私控制变成 AI 架构要求 |
../AI_THIRD_PARTY_VENDOR_RISK_PLAYBOOK.md | 把 AI vendor due diligence、contract clauses、model update notice、audit rights、exit plan 和 concentration risk 变成第三方风险能力 |
../AI_PROCESS_MINING_WORKFLOW_INTELLIGENCE_PLAYBOOK.md | 把 process mining、task mining、event log、variant/bottleneck analysis 和 ROI baseline 变成 AI BA 机会发现能力 |
../AI_CUSTOMER_FACING_REGULATED_PRODUCT_PLAYBOOK.md | 把 customer-facing AI 的 disclosure、advice boundary、complaints、escalation、fair lending 和 monitoring 变成产品设计门禁 |
../AI_KNOWLEDGE_GOVERNANCE_ONTOLOGY_PLAYBOOK.md | 把 taxonomy、ontology、knowledge graph、source authority、freshness、permission 和 evidence lineage 变成 AI 知识治理能力 |
../AI_SEMANTIC_LAYER_METRICS_ARCHITECTURE_PLAYBOOK.md | 把 semantic layer、metric contract、lineage、LLM-to-SQL guardrails 和 AI value metrics 变成指标架构能力 |
../AI_INCIDENT_POSTMORTEM_RELIABILITY_PLAYBOOK.md | 把 AI incident、severity、containment、rollback、postmortem、corrective action 和 reliability review 变成生产运营能力 |
../AI_PRODUCT_ARCHITECTURE_STRATEGY_PLAYBOOK.md | 把 AI 产品战略、能力地图、平台/点方案、architecture runway、funding gate 和 scale/stop 决策变成高级架构叙事 |
../AI_EVALOPS_PLATFORM_ARCHITECTURE_PLAYBOOK.md | 把 eval dataset、judge、human review、release gate、production monitoring 和 evidence binder 变成平台能力 |
../AI_DECISION_INTELLIGENCE_CAUSAL_PRODUCT_PLAYBOOK.md | 把因果推断、uplift、实验、准实验、ROI attribution 和 funding gate 变成 AI 产品决策能力 |
../AI_ENTERPRISE_INTEGRATION_EVENT_DRIVEN_AGENT_PLAYBOOK.md | 把 API、事件、workflow、CloudEvents、AsyncAPI、tool contract、idempotency 和 HITL 队列变成 Agent 集成架构 |
../AI_TRUST_EXPERIENCE_PRODUCT_GOVERNANCE_PLAYBOOK.md | 把 trust calibration、透明度、拒答、升级、解释、投诉/申诉和过度依赖防控变成 AI 产品体验治理 |
../AI_POLICY_AS_CODE_DECISION_AUTOMATION_PLAYBOOK.md | 把 DMN、OPA、Cedar、Zanzibar、PDP/PEP、决策自动化和审计证据变成 AI runtime 控制能力 |
../AI_PERSONALIZATION_RECOMMENDER_PRODUCT_ARCHITECTURE_PLAYBOOK.md | 把推荐系统、个性化、next-best-action、适用性、指标和反馈闭环变成 AI 产品架构能力 |
../AI_REAL_TIME_FEATURE_STORE_DECISIONING_PLAYBOOK.md | 把 feature store、实时特征、freshness SLO、训练-服务一致性和实时决策变成平台能力 |
../AI_ENGINEERING_PRODUCTIVITY_CODE_AGENT_OPERATING_SYSTEM_PLAYBOOK.md | 把 code agent、DORA/SPACE、AI SDLC、coding eval、权限和上线门禁变成工程效率产品能力 |
../AI_PRIVACY_ENHANCING_TECH_CONFIDENTIAL_AI_PLAYBOOK.md | 把差分隐私、联邦学习、TEE、FHE、secure aggregation、clean room 和 privacy budget 变成 Confidential AI 架构能力 |
../AI_DURABLE_AGENT_WORKFLOW_STATE_MACHINE_PLAYBOOK.md | 把 durable execution、状态机、Saga、幂等、HITL、replay 和审计转成 Agent 工作流架构能力 |
../AI_FINOPS_UNIT_ECONOMICS_CAPACITY_PLAYBOOK.md | 把 token/GPU/case 成本、capacity、routing/cache、showback/chargeback 和 budget guardrail 变成 AI FinOps 能力 |
../AI_FRONTIER_MODEL_STRATEGY_DISTILLATION_SMALL_MODELS_PLAYBOOK.md | 把 frontier model、小模型、蒸馏、量化、路由和模型组合治理变成 AI 平台策略能力 |
../AI_DIGITAL_TWIN_SIMULATION_PRODUCT_ARCHITECTURE_PLAYBOOK.md | 把 digital twin、仿真、scenario library、calibration、validation 和 policy simulation 变成 AI 决策实验能力 |
../AI_EXPERIMENTATION_PLATFORM_RELEASE_SCIENCE_PLAYBOOK.md | 把 A/B、CUPED、shadow launch、ramp、guardrail 和 post-experiment decision 变成 AI 发布科学能力 |
../AI_DATA_CONTRACTS_LINEAGE_QUALITY_PLAYBOOK.md | 把 data contract、lineage、metadata、quality SLO、eval/RAG/training 数据血缘变成 AI 数据产品能力 |
../AI_SECURITY_OPERATIONS_SOC_PLAYBOOK.md | 把 MITRE ATLAS、OWASP、AI telemetry、SIEM/SOAR、incident runbook 和 purple team 变成 AI SecOps 能力 |
../AI_FORECASTING_DEMAND_PLANNING_PRODUCT_ARCHITECTURE_PLAYBOOK.md | 把 time-series forecasting、demand planning、capacity、现金流、预测区间和 forecast governance 变成产品架构能力 |
../AI_ANOMALY_DETECTION_RISK_MONITORING_PLAYBOOK.md | 把 anomaly detection、Isolation Forest、autoencoder、告警治理、阈值校准和风险监控变成运营控制面 |
../AI_CAUSAL_DISCOVERY_STRUCTURAL_DECISION_PLAYBOOK.md | 把 causal discovery、DAG、SCM、DoWhy/EconML、识别假设和干预设计变成结构化产品决策能力 |
../AI_OPTIMIZATION_OPERATIONS_RESEARCH_DECISION_PLAYBOOK.md | 把 OR、LP/MIP、CP-SAT、solver、约束、目标函数和例外工作流变成 AI 决策服务架构 |
../AI_CONTEXTUAL_BANDITS_ADAPTIVE_EXPERIMENTATION_PLAYBOOK.md | 把 contextual bandits、adaptive experimentation、propensity logging、OPE 和 next-best-action 变成在线学习决策能力 |
../AI_REINFORCEMENT_LEARNING_POLICY_DECISION_PLAYBOOK.md | 把 RL、MDP、offline RL、reward design、safe exploration 和 policy guardrails 变成序列决策能力 |
../AI_BAYESIAN_OPTIMIZATION_EXPERIMENT_DESIGN_PLAYBOOK.md | 把 Bayesian optimization、BoTorch、Optuna、实验预算、多目标/约束优化变成 AI 平台调优能力 |
../AI_UNCERTAINTY_CALIBRATION_CONFORMAL_PREDICTION_PLAYBOOK.md | 把 calibration、conformal prediction、coverage、abstention 和 confidence UX 变成不确定性治理能力 |
../AI_PROGRAMMATIC_LABELING_DATA_CENTRIC_AI_PLAYBOOK.md | 把 Snorkel、labeling functions、SME workflow、label quality 和弱监督变成数据中心 AI 平台能力 |
../AI_ACTIVE_LEARNING_HUMAN_FEEDBACK_OPERATIONS_PLAYBOOK.md | 把 active learning、query strategy、HITL 队列、reviewer calibration 和反馈运营变成持续学习能力 |
../AI_DATASET_SHIFT_MONITORING_MODEL_PERFORMANCE_PLAYBOOK.md | 把 dataset shift、score/feature/embedding drift、outcome lag 和 alert runbook 变成模型性能运营能力 |
../AI_MANAGEMENT_SYSTEM_ISO42001_OPERATING_MODEL_PLAYBOOK.md | 把 ISO 42001、NIST AI RMF、AI inventory、release gate、control library 和 management review 变成 AI 管理体系 |
../AI_ML_TECHNICAL_DEBT_ARCHITECTURE_PLAYBOOK.md | 把 CACE、entanglement、data/config debt、hidden feedback loop 和 consumer registry 变成 AI 架构债务治理能力 |
../AI_MLOPS_CONTINUOUS_DELIVERY_RELEASE_PLAYBOOK.md | 把 CD4ML、release bundle、CI/CD/CT、shadow/canary/ramp、rollback 和 evidence binder 变成 AI 发布工程能力 |
../AI_HUMAN_AI_INTERACTION_PRODUCT_DESIGN_PLAYBOOK.md | 把 Human-AI Interaction、calibrated trust、automation bias、recoverability、feedback 和 escalation 变成 AI 产品设计能力 |
../AI_ARCHITECTURE_DECISION_RECORDS_GOVERNANCE_PLAYBOOK.md | 把 AI ADR、risk tier、evidence link、reversal trigger、review workflow 和 architecture knowledge 变成决策治理能力 |
../AI_REQUIREMENTS_ENGINEERING_GQM_EVAL_CONTRACTS_PLAYBOOK.md | 把 GQM、AI requirement taxonomy、eval contract、release gate 和 monitoring gate 变成高级需求工程能力 |
../AI_QUALITY_ATTRIBUTES_ATAM_TRADEOFF_PLAYBOOK.md | 把 ATAM、quality attribute scenario、utility tree、tradeoff/sensitivity/risk 变成 AI 架构评审能力 |
../AI_SAFETY_ENGINEERING_STPA_PLAYBOOK.md | 把 STPA、control structure、unsafe control action、safety constraint 和 circuit breaker 变成 AI 安全工程能力 |
../AI_SOCIO_TECHNICAL_RESILIENCE_OPERATING_MODEL_PLAYBOOK.md | 把 work-as-done、human-AI collaboration、handoff、load、resilience 和 operating model 变成社会技术系统设计能力 |
../AI_CAPABILITY_BASED_PLANNING_BUSINESS_ARCHITECTURE_PLAYBOOK.md | 把 capability-based planning、value stream、capability maturity、portfolio prioritization 和 architecture runway 变成企业 AI 业务架构能力 |
../AI_WARDLEY_MAPPING_PRODUCT_STRATEGY_PLAYBOOK.md | 把 Wardley Mapping、AI value chain、evolution axis、build-buy-partner 和 platform boundary 变成 AI 产品战略能力 |
../AI_TEAM_TOPOLOGIES_CONWAY_PLATFORM_OPERATING_MODEL_PLAYBOOK.md | 把 Conway's Law、Team Topologies、cognitive load、team API 和 interaction mode 变成 AI 平台组织设计能力 |
../AI_DORA_SPACE_ENGINEERING_PRODUCTIVITY_SDLC_PLAYBOOK.md | 把 DORA、SPACE、AI code agent governance、PR/eval/release gate 和 DevEx 变成 AI SDLC 生产力治理能力 |
../AI_CONTINUOUS_DISCOVERY_OPPORTUNITY_SOLUTION_TREE_PLAYBOOK.md | 把 Continuous Discovery、Opportunity Solution Tree、assumption map、eval/pilot learning 变成 AI 产品发现能力 |
../AI_JTBD_OUTCOME_DRIVEN_INNOVATION_PLAYBOOK.md | 把 JTBD、ODI、outcome statement、underserved outcome 和 automation boundary 变成 AI use case 选择能力 |
../AI_PRODUCT_METRICS_NORTH_STAR_VALUE_MEASUREMENT_PLAYBOOK.md | 把 North Star、input metrics、guardrail metrics、risk-adjusted value 和因果证据变成 AI 价值度量能力 |
../AI_PRODUCT_OPERATING_MODEL_EMPOWERED_TEAMS_PLAYBOOK.md | 把 empowered teams、product trio+、decision rights 和 discovery-delivery-governance cadence 变成 AI 产品运营模型能力 |
../AI_PORTFOLIO_MANAGEMENT_FUNDING_GOVERNANCE_PLAYBOOK.md | 把 AI portfolio kanban、funding guardrails、capacity allocation、benefits realization 和 scale/stop 决策变成组合治理能力 |
../AI_SERVICE_BLUEPRINT_CUSTOMER_JOURNEY_TRUST_PLAYBOOK.md | 把 service blueprint、customer journey、trust moments、handoff、appeal 和运营证据变成 AI 服务体验治理能力 |
../AI_BUSINESS_PROCESS_REENGINEERING_BPMN_DMN_PLAYBOOK.md | 把 AI BPR、BPMN、DMN、decision service、eval traceability 和 control evidence 变成流程重构能力 |
../AI_RISK_APPETITE_POLICY_PRODUCT_MANAGEMENT_PLAYBOOK.md | 把 risk appetite、policy lifecycle、risk-tiered guardrails、runtime control 和 stop rule 变成 AI 策略产品能力 |
../AI_ENTERPRISE_REFERENCE_ARCHITECTURE_CONTROL_PLANE_PLAYBOOK.md | 把 enterprise AI reference architecture、control plane、model/tool gateway、eval/observability 和 evidence plane 变成企业架构能力 |
../AI_PRODUCT_LINE_ENGINEERING_REUSABLE_PLATFORM_ASSETS_PLAYBOOK.md | 把 product line engineering、core assets、variation points、asset governance 和 reuse ROI 变成 AI 平台复用能力 |
../AI_MATURITY_MODEL_ROADMAP_CAPABILITY_ASSESSMENT_PLAYBOOK.md | 把 AI maturity model、capability heatmap、roadmap dependency 和个人/组织证据标准变成转型路线能力 |
../AI_CONTROL_LIBRARY_ASSURANCE_EVIDENCE_GRAPH_PLAYBOOK.md | 把 control library、assurance case、claim-risk-control-evidence graph 和监管问询证据变成 AI 保证能力 |
../AI_DOMAIN_DRIVEN_DESIGN_UBIQUITOUS_LANGUAGE_PLAYBOOK.md | 把 DDD、bounded context、ubiquitous language、RAG boundary 和 eval vocabulary 变成 AI 语义边界能力 |
../AI_EVENT_STORMING_AGENT_WORKFLOW_DISCOVERY_PLAYBOOK.md | 把 EventStorming、domain events、commands、policies、AI insertion point 和 compensation 转成 Agent workflow discovery 能力 |
../AI_KNOWLEDGE_WORK_REDESIGN_ROLE_TASK_ARCHITECTURE_PLAYBOOK.md | 把知识工作拆成 role、task、decision、artifact、handoff、control 和 metric, 形成 AI 工作重设计能力 |
../AI_PLATFORM_SERVICE_CATALOG_GOLDEN_PATHS_PLAYBOOK.md | 把 AI 平台 service catalog、golden paths、self-service guardrails 和平台指标变成平台产品能力 |
../AI_ARCHITECTURE_VIEWS_C4_ARC42_42010_PLAYBOOK.md | 把 C4、arc42、ISO 42010 转成 AI 架构多视图、stakeholder concern 和评审证据 |
../AI_ARCHITECTURE_FITNESS_FUNCTIONS_CONTINUOUS_GOVERNANCE_PLAYBOOK.md | 把质量属性、风险控制、eval、SLO 和证据转成持续可检查的 architecture fitness functions |
../AI_CONTRACT_FIRST_TOOL_API_DESIGN_OPENAPI_ASYNCAPI_PLAYBOOK.md | 把 OpenAPI、AsyncAPI、JSON Schema、tool contract、event contract 和审计证据转成 Agent 集成治理 |
../AI_TRACEABILITY_REQUIREMENTS_EVAL_CONTROL_GRAPH_PLAYBOOK.md | 把需求、评测、控制、ADR、运行 trace 和 evidence binder 连接成 AI traceability graph |
../AI_ENTERPRISE_ARCHITECTURE_TOGAF_ARCHIMATE_ADM_PLAYBOOK.md | 把 TOGAF ADM、ArchiMate、architecture repository 和 AI governance 转成企业 AI 架构方法 |
../AI_BANKING_REFERENCE_MODELS_BIAN_FIBO_ISO20022_PLAYBOOK.md | 把 BIAN、FIBO、ISO 20022 转成银行 AI 能力边界、金融语义和集成证据 |
../AI_SEMANTIC_INTEROPERABILITY_RDF_OWL_SHACL_PLAYBOOK.md | 把 RDF、OWL、SHACL、JSON Schema 和 FIBO 转成 AI 语义互操作与语义约束能力 |
../AI_VALUE_STREAM_MANAGEMENT_FLOW_METRICS_PLAYBOOK.md | 把 AI use case 从 idea 到 safe release、adoption 和 value realization 的 flow 管起来 |
../AI_REGULATORY_ARCHITECTURE_EU_AI_ACT_NIST_ISO42001_PLAYBOOK.md | 把法规、框架和管理体系要求转成 AI inventory、risk tier、control、gate 和 evidence architecture |
../AI_MODEL_VALIDATION_INDEPENDENT_CHALLENGE_PLAYBOOK.md | 把传统模型验证升级成 GenAI system validation、independent challenge 和 revalidation evidence |
../AI_THIRD_PARTY_VENDOR_CONTRACT_EXIT_ARCHITECTURE_PLAYBOOK.md | 把 AI vendor 采购、合同条款、变更通知、审计权和退出计划转成产品/架构控制 |
../AI_DATA_LIFECYCLE_GOVERNANCE_PROVENANCE_RETENTION_PLAYBOOK.md | 把训练、RAG、eval、prompt、memory 和日志数据的来源、保留、删除、血缘转成治理能力 |
../AI_AGENT_AUTONOMY_DELEGATION_ARCHITECTURE_PLAYBOOK.md | 把 agent 自主性拆成委派权力、任务边界、工具权限、升级路径、kill switch 和证据链 |
../AI_AGENT_IDENTITY_DELEGATED_AUTHORIZATION_PLAYBOOK.md | 把 agent 身份、OAuth token exchange、scope、consent、step-up approval 和审计 claims 设计成授权架构 |
../AI_RUNTIME_EVIDENCE_OBSERVABILITY_ARCHITECTURE_PLAYBOOK.md | 把 prompt、RAG、tool、approval、policy、cost、quality 和 incident 串成 runtime evidence architecture |
../AI_PORTFOLIO_SYSTEMIC_RISK_DEPENDENCY_ARCHITECTURE_PLAYBOOK.md | 把 AI portfolio 的模型、供应商、知识源、工具、身份、人工队列和证据栈依赖做成系统性风险管理 |
../AI_CUSTOMER_HARM_RECOURSE_REMEDIATION_PLAYBOOK.md | 把客户伤害、投诉/申诉、救济、纠正、补偿、恢复和防复发转成 AI 产品控制 |
../AI_FAIRNESS_FAIR_LENDING_BIAS_CONTROL_PLAYBOOK.md | 把公平性/公平信贷、proxy 风险、segment eval、human review calibration 和 evidence binder 转成架构控制 |
../AI_EXPLAINABILITY_CONTESTABILITY_ADVERSE_ACTION_PLAYBOOK.md | 把用户可见解释、reason code、adverse action、contestability 和申诉证据转成治理接口 |
../AI_CHANGE_IMPACT_RELEASE_GOVERNANCE_PLAYBOOK.md | 把 model/prompt/RAG/tool/policy/eval/vendor/workflow 变更转成 impact graph、regression gate 和 release evidence |
../AI_CONTINUOUS_CONTROL_MONITORING_ASSURANCE_PLAYBOOK.md | 把 control library、eval、telemetry、exceptions、sampling、KRI 和 management action 转成持续控制有效性监控 |
../AI_OPERATIONAL_RESILIENCE_BCP_DEGRADED_MODE_PLAYBOOK.md | 把模型/RAG/工具/身份/策略/人工队列/供应商故障转成 degraded mode、BCP、RTO/RPO 和演练证据 |
../AI_MANAGEMENT_INFORMATION_BOARD_REPORTING_PLAYBOOK.md | 把 AI 价值、风险、控制、事故、客户伤害、集中度和采用转成有 lineage 的管理信息和董事会报告 |
../AI_CLOSED_LOOP_LEARNING_CORRECTIVE_ACTION_PLAYBOOK.md | 把反馈、投诉、人工覆盖、eval 失败、漂移、事件和审计发现转成 CAPA 式纠正行动闭环 |
../AI_REGULATORY_HORIZON_OBLIGATION_INTELLIGENCE_PLAYBOOK.md | 把法律、监管指引、监督重点、标准和行业信号转成 obligation-to-control/eval/change 情报系统 |
../AI_EXCEPTION_RISK_ACCEPTANCE_WAIVER_PLAYBOOK.md | 把策略例外、临时豁免、残余风险接受、补偿控制、到期续期和 hard stop 做成治理能力 |
../AI_SUPPLY_CHAIN_AI_BOM_PROVENANCE_PLAYBOOK.md | 把模型、供应商、数据集、RAG 语料、prompt、tool、MCP、eval 和人工服务做成 AI BOM 和 provenance graph |
../AI_HUMAN_REVIEW_OPERATIONS_CAPACITY_PLAYBOOK.md | 把人工审核设计成队列、技能路由、容量、校准、质量、升级、surge mode 和证据运营系统 |
../AI_SEGREGATION_OF_DUTIES_DUAL_CONTROL_PLAYBOOK.md | 把 maker-checker、four-eyes、dual control、incompatible duties、approval-before-action 和审计证据做成 AI 工作流控制 |
../AI_CONSENT_PREFERENCE_PURPOSE_BOUND_DATA_PLAYBOOK.md | 把客户同意、偏好、目的限制、撤回、重新同意和 runtime enforcement 做成 AI 数据使用控制 |
../AI_SHADOW_AI_CITIZEN_DEVELOPMENT_GOVERNANCE_PLAYBOOK.md | 把未授权 AI 使用和公民开发转成发现、分级、批准路径、平台迁移和安全采用机制 |
../AI_CONDUCT_RISK_SUITABILITY_SALES_GUARDRAILS_PLAYBOOK.md | 把金融销售行为、适当性、Reg BI、approved claims、offer guardrails、投诉和整改转成 AI 产品护栏 |
../AI_RECORDS_RETENTION_LEGAL_HOLD_EDISCOVERY_PLAYBOOK.md | 把 prompt、RAG、tool、approval、output、eval、incident 记录转成 retention、legal hold 和 eDiscovery 能力 |
../AI_DATA_RESIDENCY_CROSS_BORDER_SOVEREIGN_AI_PLAYBOOK.md | 把地域、司法辖区、供应商、模型路由、日志、密钥和 transfer review 做成跨境 AI 数据架构 |
../AI_CUSTOMER_COMMUNICATIONS_REGULATED_CONTENT_LIFECYCLE_PLAYBOOK.md | 把 approved claims、forbidden claims、pre-use review、post-use surveillance、disclosure 和投诉链接做成内容生命周期 |
../AI_FINANCIAL_CRIME_TYPOLOGY_SCENARIO_COVERAGE_PLAYBOOK.md | 把 AML typology、red flag、scenario coverage、SAR evidence bundle 和 alert-to-SAR traceability 做成可评测能力 |
../AI_INTELLECTUAL_PROPERTY_CONTENT_RIGHTS_PROVENANCE_PLAYBOOK.md | 把输入权利、RAG 语料许可、生成内容、C2PA provenance、rights clearance 和 takedown 做成内容权利架构 |
../AI_DEEPFAKE_SYNTHETIC_IDENTITY_AUTHENTICATION_FRAUD_PLAYBOOK.md | 把 deepfake、synthetic identity、liveness/PAD、step-up authentication、fraud evidence 和客户摩擦做成认证欺诈防线 |
../AI_WORKFORCE_HR_DECISION_EMPLOYEE_MONITORING_GOVERNANCE_PLAYBOOK.md | 把招聘、排班、绩效、QA、员工监控、adverse impact 和 worker data minimization 做成 workforce AI 治理 |
../AI_INCIDENT_DISCLOSURE_LIABILITY_RISK_TRANSFER_PLAYBOOK.md | 把 AI incident、materiality triage、通知、责任边界、保险映射、供应商赔偿和损失量化做成高管决策包 |
../AI_POST_QUANTUM_CRYPTOGRAPHIC_AGILITY_PLAYBOOK.md | 把模型、RAG、工具、日志、签名、密钥和长期证据转成 crypto inventory、PQC migration 和 crypto-agility roadmap |
../AI_AUTHORIZED_PUSH_PAYMENT_SCAM_INTERVENTION_PLAYBOOK.md | 把实时支付诈骗、客户意图、收款人风险、社工信号、step-up friction、投诉和救济转成 AI 干预架构 |
../AI_AGENT_MARKETPLACE_TOOL_CERTIFICATION_GOVERNANCE_PLAYBOOK.md | 把内部 agent/tool marketplace、capability card、risk tier、认证、签名包、权限和运行监控做成治理系统 |
../AI_CUSTOMER_VULNERABILITY_ACCESSIBILITY_INCLUSIVE_AI_PLAYBOOK.md | 把弱势客户、可访问性、plain language、渠道适配、安全升级和包容性评测转成 AI 产品护栏 |
../AI_PAYMENT_DISPUTE_CHARGEBACK_CLAIMS_EVIDENCE_PLAYBOOK.md | 把支付争议、拒付、EFT error claim、billing error、证据、SLA、临时贷记和客户沟通做成 AI claims evidence 架构 |
../AI_COLLECTIONS_HARDSHIP_DELINQUENCY_TREATMENT_PLAYBOOK.md | 把逾期预测、困难客户处理、联系策略、可访问渠道、投诉链接和 fair treatment 转成催收治理架构 |
../AI_VOICE_AI_CONTACT_CENTER_AGENT_ASSIST_GOVERNANCE_PLAYBOOK.md | 把 voice bot、实时转写、agent assist、call summary、QA、披露边界、投诉和坐席治理做成 contact center AI 控制系统 |
../AI_DIGITAL_IDENTITY_WALLET_VERIFIABLE_CREDENTIALS_TRUST_PLAYBOOK.md | 把 digital wallet、verifiable credentials、DID、WebAuthn、selective disclosure、revocation 和 trust policy 转成身份信任架构 |
../AI_OPEN_BANKING_OPEN_FINANCE_CONSENTED_DATA_SHARING_PLAYBOOK.md | 把开放银行/开放金融、客户授权、数据最小化、撤回、API 契约、第三方风险和 AI 使用边界做成数据共享架构 |
../AI_PERSONALIZED_PRICING_OFFER_DECISIONING_GOVERNANCE_PLAYBOOK.md | 把个性化价格、费率、额度、offer、实验、解释、投诉和 surveillance pricing 风险做成决策治理系统 |
../AI_DOCUMENT_INTELLIGENCE_UNSTRUCTURED_DATA_EVIDENCE_QUALITY_PLAYBOOK.md | 把 OCR、layout、字段抽取、置信度、人工复核、记录留存、篡改检测和 workflow evidence 做成文档智能架构 |
../AI_PRIVACY_CLEAN_ROOM_DATA_COLLABORATION_MEASUREMENT_PLAYBOOK.md | 把 clean room、PEC、聚合、差分隐私、合成数据、合作方测量、输出审查和目的限制做成数据协作产品 |
../AI_CREDIT_LIFECYCLE_UNDERWRITING_LINE_MANAGEMENT_GOVERNANCE_PLAYBOOK.md | 把授信、审批、额度增减、账户管理、adverse action、fair lending、组合监控和投诉证据做成信用生命周期治理 |
../AI_WEALTH_ADVICE_ROBO_ADVISOR_BEST_INTEREST_BOUNDARY_PLAYBOOK.md | 把财富建议、robo-advisor、教育/建议/执行边界、风险画像、人工升级和监督证据做成投顾 AI 架构 |
../AI_TREASURY_LIQUIDITY_ALM_FORECASTING_STRESS_EVIDENCE_PLAYBOOK.md | 把流动性预测、存款流失、ALM、压力测试、FTP、委员会决策和董事会 MI 做成 Treasury AI 证据架构 |
../AI_COMPLAINT_INTELLIGENCE_ROOT_CAUSE_REGULATORY_RESPONSE_PLAYBOOK.md | 把投诉分类、伤害识别、根因、产品缺陷、监管响应、CAPA 和整改证据做成 complaint intelligence 架构 |
Reading Output Standard
每篇论文解读完成后，补 5 个输出：
- Concept diagram: 用自己的图解释核心机制。
- Architecture mapping: 映射到 RAG / Agent / Copilot / Eval / Governance。
- Financial retail case: 至少一个 AML、KYC、信贷、支付、客服、合规或财富场景。
- ADR draft: 写清技术取舍和反转条件。
- Interview answer: 准备 30 秒、2 分钟、CTO 版本。
Preservation Rule
旧的 docs/ai/ 和 docs/llm/ 内容继续保留。这个目录补的是“经典论文精读 + PM/BA/架构师可解释版本”，不是清理旧笔记。